Senior Compliance Officer

lundi 18 septembre 2017
Date limite
mercredi 18 octobre 2017
Lorraine le Pomellec
Niveau d'expérience
5 à 10 ans d'expérience
Type de contrat
Temps de travail
Temps plein

Senior compliance job for a tier 1 Asset Manager

Client Details

Our client is a well established Pan European Asset Manager


The Compliance Business Unit is responsible for ensuring compliance with the legal and/or regulatory rules in relation to integrity and conduct.

The candidate will have the following responsibilities:

- Market abuse
- Fighting against money laundering and the financing of terrorism
- Master MiFID rules on conduct and the integrity of financial markets
- To insure integrity towards customers
- Distribution of financial instruments
- Implementing processes and controls, but also through training, awareness-raising and advice for the employees


The Compliance Officer will need to:

-Be familiar with the EU regulatory requirements with a previous experience in Compliance

-Be able to plan effectively, and to deal with strong deadline orientation
-English and French are mandatory

-Have good understanding of controls process
-Be self-motivated, adaptable and flexible in approach to the work
-Strong organizational skill with ability to work within a team
-Pay attention to detail

Job Offer

For holding this position, you will receive a competitive salary in line with your experience and additional fringe benefits

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